SONA ASSET MANAGEMENT (US) LLC

Q3 2023 13F-HR Holdings

Location
New York, NY
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
119
Total value ($000)
$2,424,241
Net value change ($000)
+1,941,865 (402.6%)
New positions
15
Sold out positions
5
Turnover %
99.2%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
APO 271,834 NEW
GFR 28,650 NEW
DBX 23,814 NEW
DBX 22,258 NEW
BL 17,225 NEW
PDD 10,925 NEW
VCLT 10,027 NEW
ALRM 8,880 NEW
NET 8,512 NEW
MTN 8,071 NEW
Top Reduces (Value $000, Stocks/ETFs)
Vertex Energy Inc. -12,557 -59.1%
RIVN -3,960 -100.0%
SDRL -3,329 -100.0%
WOLF -2,909 -100.0%
IHS -1,343 -32.0%
IHRT -928 -100.0%
THCH -530 -36.9%
AKUMIN INC. -80 -100.0%
MANU -30 -1.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,676,618 (69.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type