THEORY FINANCIAL LLC

Q3 2026 13F-HR Holdings

Location
Fort Collins, CO
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
103
Total value ($000)
$314,378
Net value change ($000)
-2,942 (-0.9%)
New positions
7
Sold out positions
3
Turnover %
5.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/31/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VFH 8,101 131.5%
XLI 6,701 NEW
PDBC 6,538 116.8%
XLE 4,760 NEW
XLV 3,648 75.1%
ACWX 3,276 88.8%
SCHZ 1,845 8.1%
IUSB 1,749 23.7%
EMB 1,561 42.6%
VTEB 1,112 42.5%
Top Reduces (Value $000, Stocks/ETFs)
XLC -11,211 -53.1%
CTA -4,398 -46.9%
GLD -4,143 -70.1%
SOXX -3,360 -42.7%
PTF -2,644 -39.3%
MBB -2,563 -23.7%
VGT -2,516 -39.4%
XLK -2,393 -41.6%
GRNY -2,373 -30.3%
QQQM -2,339 -39.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type