KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

Q3 2025 13F-HR Holdings

Location
Irvine, CA
Holdings as of
9/30/2025
Date filed
10/28/2025
Form type
13F-HR
Num holdings
90
Total value ($000)
$162,889
Net value change ($000)
+13,022 (8.7%)
New positions
26
Sold out positions
9
Turnover %
23.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/17/2025 Next filing: 1/14/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PM 3,448 124.3%
TER 2,863 NEW
CSCO 1,731 NEW
AEM 1,730 22.0%
SONY 1,521 133.4%
SCCO 1,477 31.8%
TSCO 1,466 NEW
EMBJ 1,323 76.2%
EOG 1,298 NEW
CINF 1,234 141.8%
Top Reduces (Value $000, Stocks/ETFs)
SGOV -7,428 -50.9%
OKE -4,534 -100.0%
CCI -2,579 -100.0%
LDOS -2,556 -100.0%
CIVI -1,979 -88.4%
B -1,760 -100.0%
UPS -1,305 -100.0%
XOM -1,278 -79.7%
SBUX -1,037 -100.0%
ROK -735 -23.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type