KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

Q1 2026 13F-HR Holdings

Location
Irvine, CA
Holdings as of
3/31/2026
Date filed
4/23/2026
Form type
13F-HR
Num holdings
93
Total value ($000)
$180,864
Net value change ($000)
+11,180 (6.6%)
New positions
8
Sold out positions
7
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
LDOS 1,890 324.2%
TER 1,740 41.1%
AZN 1,403 NEW
AEM 1,260 13.0%
COP 1,112 39.2%
SYF 999 NEW
OPRA 673 47.4%
CSCO 553 18.1%
JCI 518 10.4%
EOG 443 37.7%
Top Reduces (Value $000, Stocks/ETFs)
AZN -1,285 -100.0%
SCCO -1,198 -19.8%
SGOV -733 -11.6%
QCOM -733 -28.1%
CSGS -314 -100.0%
MA -313 -100.0%
IBN -246 -6.7%
META -238 -100.0%
SSNC -223 -100.0%
SLM -212 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type