KLEIN PAVLIS & PEASLEY FINANCIAL, INC.

Q3 2026 13F-HR Holdings

Location
Irvine, CA
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
97
Total value ($000)
$197,517
Net value change ($000)
+5,417 (2.8%)
New positions
19
Sold out positions
11
Turnover %
16.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SGOV 4,263 61.3%
DAL 2,649 NEW
BAX 2,228 NEW
EQR 2,121 NEW
AEM 2,062 23.0%
LDOS 1,912 103.1%
SCCO 1,530 27.7%
WPM 1,500 23.4%
BWA 1,323 NEW
GTX 1,043 NEW
Top Reduces (Value $000, Stocks/ETFs)
TER -7,199 -86.3%
RBA -5,699 -100.0%
COP -3,094 -100.0%
AVB -2,309 -100.0%
RTO -1,328 -100.0%
PEG -1,316 -100.0%
SPGI -1,281 -100.0%
CSCO -1,091 -23.0%
AMAT -965 -44.4%
AGI -943 -27.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type