Sovereign Investment Advisors, LLC

Q3 2026 13F-HR Holdings

Location
Phoenix, AZ
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
113
Total value ($000)
$336,584
Net value change ($000)
-196,114 (-36.8%)
New positions
11
Sold out positions
7
Turnover %
20.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
OKE 8,173 NEW
PSX 3,634 51.0%
EMNT 1,449 724.5%
AVLV 1,334 NEW
PAA 772 6.6%
SPY 719 2.0%
XOM 620 NEW
BKDV 594 NEW
JANUS DETROIT STR TR 471 38.0%
CRWD 264 NEW
Top Reduces (Value $000, Stocks/ETFs)
IVV -66,533 -97.2%
IEFA -31,527 -100.0%
VNLA -17,120 -64.0%
QQQ -16,390 -43.2%
BKGI -14,938 -47.7%
IEMG -13,105 -94.6%
VTHR -10,914 -48.6%
OKE -8,333 -100.0%
VMBS -8,141 -100.0%
AGG -6,960 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type