Investments & Financial Planning, LLC

Q3 2026 13F-HR Holdings

Location
Lexington, KY
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
37
Total value ($000)
$206,954
Net value change ($000)
-4,227 (-2.0%)
New positions
1
Sold out positions
4
Turnover %
0.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYG 1,137 2.6%
NVDA 619 12.4%
URTH 514 4.4%
SHYG 499 15.9%
CGGR 366 3.0%
MSFT 290 39.8%
MU 262 85.3%
AVGO 214 NEW
AAPL 103 14.8%
VUG 65 3.5%
Top Reduces (Value $000, Stocks/ETFs)
VB -3,024 -6.7%
IJH -2,425 -7.7%
BIV -996 -24.3%
TSLA -424 -17.9%
ASML -252 -100.0%
VO -230 -1.2%
BA -229 -100.0%
CASY -203 -100.0%
GOOGL -203 -100.0%
BNDX -103 -15.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type