Forum Financial Management, LP

Q3 2023 13F-HR Holdings

Location
Lombard, IL
Holdings as of
9/30/2023
Date filed
11/6/2023
Form type
13F-HR
Num holdings
640
Total value ($000)
$4,522,969
Net value change ($000)
+59,129 (1.3%)
New positions
27
Sold out positions
47
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 7/26/2023 Next filing: 2/7/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFEM 23,650 8.1%
DFAT 21,541 5.6%
DFGR 20,020 7.8%
DISV 19,862 15.1%
AMGN 16,371 20.9%
DUHP 16,237 10.1%
DIHP 10,846 8.6%
DFIC 9,966 2.9%
PLTR 5,331 216.9%
DFSU 3,162 122.7%
Top Reduces (Value $000, Stocks/ETFs)
DFAC -31,293 -2.9%
TLH -27,853 -4.2%
AAPL -7,985 -13.7%
MUB -4,690 -15.8%
DFUS -3,487 -5.0%
DFAR -1,956 -18.0%
DFCF -1,472 -7.0%
DFUV -1,335 -2.6%
MSFT -1,331 -8.3%
DFAX -1,076 -3.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type