ROI Financial Advisors, LLC

Q3 2026 13F-HR Holdings

Location
Beaverton, OR
Holdings as of
9/30/2026
Date filed
10/19/2026
Form type
13F-HR
Num holdings
72
Total value ($000)
$192,523
Net value change ($000)
-730 (-0.4%)
New positions
5
Sold out positions
3
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 2,063 35.1%
EXXONMOBIL HOLDINGS CORP 1,483 NEW
AAPL 1,299 12.0%
NVDA 1,193 10.2%
PANW 724 8.1%
ANET 540 29.4%
MA 307 5.9%
CRWD 300 NEW
MMM 289 NEW
META 261 23.4%
Top Reduces (Value $000, Stocks/ETFs)
AVGO -1,639 -14.2%
XOM -1,080 -100.0%
HD -1,060 -23.3%
IBM -865 -25.2%
TSM -787 -6.5%
LLY -756 -6.6%
GOOGL -751 -6.4%
INTC -621 -11.8%
WMT -522 -8.2%
CAT -484 -19.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type