Prospect Financial Services LLC

Q3 2025 13F-HR Holdings

Location
Melville, NY
Holdings as of
9/30/2025
Date filed
11/7/2025
Form type
13F-HR
Num holdings
104
Total value ($000)
$173,868
Net value change ($000)
+13,461 (8.4%)
New positions
13
Sold out positions
9
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/8/2025 Next filing: 2/6/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GOOGL 2,556 36.8%
IBIT 1,549 318.1%
PLTR 1,548 31.9%
GOOGL 1,417 38.3%
UNH 1,374 584.7%
NVDA 946 14.3%
VOO 803 13.6%
AAPL 777 19.1%
QQQ 738 11.4%
TSLA 736 41.4%
Top Reduces (Value $000, Stocks/ETFs)
PYPL -1,405 -53.6%
BIDU -1,250 -100.0%
INDA -636 -53.1%
CMG -558 -51.2%
SLG -438 -3.3%
BUFR -317 -100.0%
FPE -279 -33.7%
FXI -271 -100.0%
META -259 -8.6%
LLY -255 -20.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type