Empirical Asset Management, LLC

Q3 2025 13F-HR Holdings

Location
Wellesley, MA
Holdings as of
9/30/2025
Date filed
11/12/2025
Form type
13F-HR
Num holdings
368
Total value ($000)
$360,084
Net value change ($000)
+36,643 (11.3%)
New positions
89
Sold out positions
34
Turnover %
21.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2025 Next filing: 2/6/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SDCI 3,699 NEW
SCHR 2,619 NEW
SHY 2,457 365.1%
AAPL 2,405 15.1%
GOOGL 2,330 180.6%
ANET 2,097 NEW
XLRE 1,717 NEW
CTA 1,615 NEW
MPWR 1,558 NEW
LLY 1,470 124.7%
Top Reduces (Value $000, Stocks/ETFs)
UTWO -3,115 -69.1%
UTEN -2,958 -68.7%
CVNA -1,722 -100.0%
GCC -1,565 -57.1%
STX -1,486 -100.0%
GSG -1,481 -58.5%
PPTY -1,351 -57.8%
JOET -1,303 -50.2%
QLC -1,229 -47.8%
RECS -1,223 -48.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type