Empirical Asset Management, LLC

Q1 2026 13F-HR Holdings

Location
Wellesley, MA
Holdings as of
3/31/2026
Date filed
5/11/2026
Form type
13F-HR
Num holdings
396
Total value ($000)
$379,328
Net value change ($000)
+24,827 (7.0%)
New positions
88
Sold out positions
49
Turnover %
12.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/6/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SDCI 5,017 107.2%
ISRG 1,460 NEW
AAPL 1,321 7.3%
INTU 1,273 568.3%
BSX 1,223 NEW
ATO 1,212 NEW
MCK 1,066 399.3%
SGOL 980 11.6%
MRK 967 94.6%
XOM 914 39.7%
Top Reduces (Value $000, Stocks/ETFs)
SPY -3,114 -20.0%
GOOGL -1,352 -30.6%
MSFT -1,268 -19.8%
UTHR -1,128 -100.0%
AMZN -1,053 -20.9%
SCCO -969 -100.0%
NVDA -968 -12.5%
V -856 -39.3%
MSCI -802 -100.0%
DBX -716 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,154 (0.3% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type