HERBST GROUP, LLC

Q3 2026 13F-HR Holdings

Location
Westport, CT
Holdings as of
9/30/2026
Date filed
10/20/2026
Form type
13F-HR
Num holdings
72
Total value ($000)
$175,680
Net value change ($000)
-7,780 (-4.2%)
New positions
19
Sold out positions
12
Turnover %
21.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/9/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYI 2,128 121.3%
VOO 2,120 85.6%
ROUNDHILL ETF TRUST 2,092 NEW
MLPI 2,040 NEW
TSLA 1,574 NEW
LMT 1,548 NEW
MSFT 1,514 33.9%
XLI 1,432 NEW
SPACE EXPLORATION TECHN CORP 1,356 NEW
QQQI 1,291 105.0%
Top Reduces (Value $000, Stocks/ETFs)
META -4,212 -100.0%
VRT -3,013 -100.0%
AMLP -2,530 -63.7%
JEPQ -2,527 -100.0%
SPMO -2,482 -100.0%
BE -2,301 -100.0%
GEV -2,250 -37.9%
LHX -2,025 -60.1%
GLW -1,940 -43.4%
SGRT -1,824 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type