SeaCrest Wealth Management, LLC

Q3 2026 13F-HR Holdings

Location
Purchase, NY
Holdings as of
9/30/2026
Date filed
10/21/2026
Form type
13F-HR
Num holdings
546
Total value ($000)
$883,082
Net value change ($000)
-20,339 (-2.3%)
New positions
39
Sold out positions
44
Turnover %
5.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/9/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 8,889 11.2%
EXXONMOBIL HOLDINGS CORP 4,334 NEW
MSFT 3,772 22.6%
FHEQ 3,433 NEW
XLV 2,613 544.4%
SK HYNIX INC 1,789 NEW
COLUMBIA FINL INC 1,607 NEW
VLO 1,366 50.9%
CMCSA 1,249 NEW
JEPQ 1,187 30.0%
Top Reduces (Value $000, Stocks/ETFs)
GOOGL -4,042 -6.7%
XOM -3,805 -100.0%
LLY -3,278 -20.2%
BRK-B -2,800 -29.2%
JNJ -2,465 -48.2%
WM -2,263 -85.9%
GLW -2,152 -50.0%
WBS -1,829 -100.0%
KLAC -1,810 -34.2%
PWR -1,618 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type