Empirical Asset Management, LLC

Q3 2026 13F-HR Holdings

Location
Wellesley, MA
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
446
Total value ($000)
$453,882
Net value change ($000)
+9,868 (2.2%)
New positions
70
Sold out positions
73
Turnover %
11.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XOM 3,631 NEW
MSFT 3,455 78.1%
META 2,601 76.8%
AAPL 1,747 8.4%
VLO 1,324 154.5%
MA 1,130 429.7%
ADI 952 164.4%
PAYX 814 NEW
KO 809 175.9%
ORCL 787 120.0%
Top Reduces (Value $000, Stocks/ETFs)
MU -2,450 -35.0%
KLAC -1,857 -71.7%
GOOGL -1,840 -34.8%
XOM -1,677 -100.0%
LRCX -1,132 -45.5%
AMAT -990 -41.7%
MNST -931 -100.0%
CHRW -922 -100.0%
FTDR -896 -100.0%
HD -881 -22.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 500 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type