Sovereign Financial Group, Inc.

Q3 2026 13F-HR Holdings

Location
Stamford, CT
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
398
Total value ($000)
$703,148
Net value change ($000)
+48,762 (7.5%)
New positions
44
Sold out positions
38
Turnover %
9.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/24/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BOND 9,480 NEW
VXUS 5,755 659.2%
BRTR 5,367 NEW
SRLN 4,734 NEW
REZ 3,812 55.4%
BINC 3,758 NEW
VTI 3,518 155.8%
XOM 3,115 NEW
JPIE 2,951 NEW
AAPL 2,637 17.3%
Top Reduces (Value $000, Stocks/ETFs)
BNDX -6,508 -49.3%
QQQ -5,341 -20.9%
VEA -4,737 -12.4%
VTV -4,186 -16.0%
VUG -4,116 -12.4%
XOM -2,729 -100.0%
APP -2,358 -59.7%
RDVY -2,199 -19.3%
BIV -1,951 -26.4%
VWO -1,722 -12.1%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 40,001 (5.7% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type