Dakota Wealth Management

Q3 2026 13F-HR Holdings

Location
Palm Beach Gardens, FL
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
754
Total value ($000)
$5,376,124
Net value change ($000)
+136,251 (2.6%)
New positions
53
Sold out positions
71
Turnover %
6.6%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYG 47,848 54.8%
XOM 47,147 NEW
MSFT 38,681 41.4%
AAPL 33,325 18.6%
IEF 29,628 825.5%
SPDW 28,753 25.1%
VGLT 24,389 NEW
MBB 19,691 28.9%
PXF 19,521 NEW
NVDA 16,069 17.5%
Top Reduces (Value $000, Stocks/ETFs)
QQQ -71,891 -100.0%
KLAC -54,845 -35.8%
XOM -38,614 -100.0%
CSCO -25,767 -43.7%
CAT -22,698 -45.3%
TLT -22,683 -89.4%
EZU -19,018 -94.7%
MU -16,060 -75.6%
RSP -15,585 -36.9%
CMI -14,737 -63.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 55,351 (1.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type