RETIREMENT PLANNING GROUP, LLC / NY

Q3 2026 13F-HR Holdings

Location
Malta, NY
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
107
Total value ($000)
$194,715
Net value change ($000)
+11,173 (6.1%)
New positions
8
Sold out positions
9
Turnover %
4.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JEPQ 2,020 30.9%
XOM 1,969 NEW
RECS 1,745 23.5%
JEPI 1,505 10.0%
RWL 1,379 12.5%
SCHD 1,248 16.5%
QQQM 1,167 16.2%
AAPL 803 12.8%
DFAC 752 NEW
DFGP 657 NEW
Top Reduces (Value $000, Stocks/ETFs)
XOM -1,643 -100.0%
PDI -952 -35.5%
GE -698 -16.3%
GEV -651 -18.4%
XLG -601 -100.0%
PAVE -312 -4.4%
AMAT -262 -100.0%
NFLX -243 -100.0%
HIMU -240 -100.0%
OKLO -227 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type