Prospect Financial Services LLC

Q3 2026 13F-HR Holdings

Location
Melville, NY
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
115
Total value ($000)
$208,967
Net value change ($000)
+11,536 (5.8%)
New positions
7
Sold out positions
7
Turnover %
3.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/6/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
XOM 2,545 NEW
PLTR 2,126 58.7%
VCLT 1,925 17.0%
VCIT 1,845 25.5%
SCHG 1,442 45.2%
XLV 982 25.8%
VOO 917 9.1%
SCHD 779 43.2%
AAPL 747 14.8%
VTEB 747 36.2%
Top Reduces (Value $000, Stocks/ETFs)
XOM -2,272 -100.0%
SLG -1,805 -14.3%
BA -1,311 -14.6%
VNO -988 -54.7%
GOOG -808 -7.0%
GOOGL -495 -7.0%
TSLA -403 -16.9%
CAVA -377 -28.0%
NFLX -334 -52.0%
UNH -302 -43.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type