Richard W. Paul & Associates, LLC

Q3 2026 13F-HR Holdings

Location
Novi, MI
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
311
Total value ($000)
$331,891
Net value change ($000)
+4,877 (1.5%)
New positions
15
Sold out positions
24
Turnover %
1.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JPIB 2,932 NEW
SCHD 2,008 NEW
MSFT 1,526 34.6%
IUSG 1,262 6.7%
VYMI 1,262 38.1%
FETH 1,060 70.9%
IUSV 862 4.2%
AAPL 714 13.6%
SHV 649 21633.3%
BIL 646 62.2%
Top Reduces (Value $000, Stocks/ETFs)
RSP -2,625 -31.2%
TLT -1,800 -15.5%
CIBR -1,266 -96.4%
HYG -1,174 -96.0%
JNK -735 -91.5%
BOND -713 -6.9%
PYLD -541 -5.4%
IJR -522 -5.0%
NCLH -507 -31.5%
FESM -493 -7.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type