Root Financial Partners, LLC

Q3 2026 13F-HR Holdings

Location
Encinitas, CA
Holdings as of
9/30/2026
Date filed
10/21/2026
Form type
13F-HR
Num holdings
3,828
Total value ($000)
$2,980,775
Net value change ($000)
+406,912 (15.8%)
New positions
3433
Sold out positions
14
Turnover %
29.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
U.S. SMALL CAP PORTFOLIO ETF 202,162 NEW
U.S. HIGH RELATIVE PROFITABILITY PORTFOLIO: ETF CLASS SHARES 87,980 NEW
DFA REAL ESTATE SECURITIES PORTFOLIO: ETF CLASS SHARES 62,705 NEW
DFUS 33,473 7.9%
SPACE EXPLORATION TECHN CORP CLASS A COM STK 24,254 4292.7%
DFLV 23,424 12.6%
BSV 21,909 254.2%
DFGP 21,435 523.7%
U.S. CORE EQUITY 2 PORTFOLIO: ETF CLASS SHARES 16,752 NEW
DFAI 16,061 8.6%
Top Reduces (Value $000, Stocks/ETFs)
DFAS -191,819 -100.0%
DUHP -79,007 -100.0%
DFAR -60,848 -100.0%
DFAC -17,587 -100.0%
DFSV -11,162 -100.0%
VXUS -3,429 -27.3%
DFCF -3,107 -1.9%
PULS -3,021 -100.0%
DFAT -2,111 -100.0%
FTMA -2,037 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 12,929 (0.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type