Slocum, Gordon & Co LLP

Q3 2026 13F-HR Holdings

Location
Newport, RI
Holdings as of
9/30/2026
Date filed
10/19/2026
Form type
13F-HR
Num holdings
66
Total value ($000)
$143,306
Net value change ($000)
-7,223 (-4.8%)
New positions
3
Sold out positions
7
Turnover %
18.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/23/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EXXONMOBIL HOLDINGS CORP 10,477 NEW
ZTS 1,848 NEW
MRK 1,350 11.3%
D 708 102.2%
COP 519 20.7%
PFE 379 17.8%
MRNA 368 175.2%
T 326 16.6%
VZ 265 5.4%
MSFT 260 20.9%
Top Reduces (Value $000, Stocks/ETFs)
XOM -9,054 -100.0%
MCD -3,954 -100.0%
SBUX -1,933 -50.7%
AEP -1,409 -16.1%
NEE -1,394 -15.7%
TIP -1,014 -21.9%
CAT -788 -49.2%
GE -734 -21.3%
SNDK -682 -100.0%
GEV -532 -19.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type