Hennion & Walsh Asset Management, Inc.
Q1 2026 13F-HR Holdings
Net value change ($000)
+73,585
(2.5%)
New positions
69
Sold out positions
67
Turnover %
7.4%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2025
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| JSML | 32,888 | NEW |
| MHD | 19,143 | 170.4% |
| XCEM | 13,539 | 52.8% |
| MQY | 11,656 | 72.2% |
| INDV | 10,079 | NEW |
| ITWO | 8,383 | NEW |
| NMZ | 5,392 | 46.4% |
| DAWN | 4,950 | 169.5% |
| JEPQ | 4,825 | 55.2% |
| VGM | 4,483 | 86.7% |
Top Reduces (Value $000, Stocks/ETFs)
| SMLF | -21,709 | -100.0% |
| MYI | -16,894 | -100.0% |
| RSP | -12,490 | -36.1% |
| INDV | -11,395 | -100.0% |
| GSIE | -10,447 | -18.9% |
| BLACKROCK MUNICIPAL INCOME TRUST | -8,261 | -100.0% |
| BLACKROCK MUNICIPAL INCOME QUALITY TRUST | -6,669 | -100.0% |
| JSCP | -6,208 | -31.9% |
| IGEB | -5,397 | -13.3% |
| AVGO | -5,082 | -20.6% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|