Hennion & Walsh Asset Management, Inc.

Q3 2026 13F-HR Holdings

Location
Parsippany, NJ
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
969
Total value ($000)
$3,418,132
Net value change ($000)
-84,456 (-2.4%)
New positions
70
Sold out positions
56
Turnover %
4.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/8/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYI 48,663 NEW
MYI 22,108 NEW
DYNF 17,297 38.3%
TEVA 13,804 NEW
IOVA 11,297 331.6%
IVV 6,976 4.9%
EXXONMOBIL HOLDINGS CORP 6,894 NEW
DELL 5,584 38.6%
MSFT 5,136 35.4%
META 4,893 42.5%
Top Reduces (Value $000, Stocks/ETFs)
ISPY -49,632 -98.3%
JSML -18,093 -40.3%
AMAT -11,497 -31.3%
TEVA -11,106 -100.0%
KLAC -10,554 -39.5%
LRCX -9,750 -30.2%
XOM -6,524 -100.0%
NVG -5,345 -18.9%
MU -4,798 -15.8%
GOOGL -3,739 -11.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type