MOSAIC FINANCIAL GROUP, LLC

Q3 2026 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2026
Date filed
11/13/2026
Form type
13F-HR
Num holdings
133
Total value ($000)
$163,496
Net value change ($000)
+7,142 (4.6%)
New positions
11
Sold out positions
12
Turnover %
5.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 2,373 40.6%
WTW 1,741 NEW
AAPL 1,158 22.1%
AVDE 801 166.5%
MINT 784 73.3%
OKE 715 NEW
IVV 660 3.7%
NVDA 551 27.8%
AVUV 411 NEW
META 373 NEW
Top Reduces (Value $000, Stocks/ETFs)
VIG -799 -4.6%
OKE -679 -100.0%
CHTR -323 -37.6%
AVGO -298 -14.6%
EQIX -276 -100.0%
AMAT -271 -22.6%
MDT -271 -100.0%
BAC -260 -16.8%
PL -258 -100.0%
PLD -255 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type