Prospect Financial Group LLC

Q3 2026 13F-HR Holdings

Location
Arlington, VA
Holdings as of
9/30/2026
Date filed
11/5/2026
Form type
13F-HR
Num holdings
62
Total value ($000)
$118,903
Net value change ($000)
-5,230 (-4.2%)
New positions
6
Sold out positions
14
Turnover %
28.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/6/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFA INVT DIMENSIONS GROUP IN 8,918 NEW
MUB 6,653 NEW
AGG 1,155 NEW
VCRM 818 NEW
IAGG 727 94.2%
XOM 470 NEW
COMB 365 20.5%
AVDE 250 7.0%
MSFT 221 13.4%
VOO 101 2.0%
Top Reduces (Value $000, Stocks/ETFs)
DCOR -9,249 -100.0%
VTEB -2,594 -100.0%
DFEM -1,865 -15.4%
SPAB -1,275 -79.2%
DFCA -901 -100.0%
BND -837 -9.6%
VTEC -783 -100.0%
FREL -552 -15.1%
DFIS -531 -24.9%
XOM -486 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type