Breakwater Investment Management

Q3 2026 13F-HR Holdings

Location
Seattle, WA
Holdings as of
9/30/2026
Date filed
10/20/2026
Form type
13F-HR
Num holdings
774
Total value ($000)
$301,705
Net value change ($000)
+7,971 (2.7%)
New positions
246
Sold out positions
71
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/6/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 4,432 48.5%
ALLW 4,356 205.4%
SPTM 3,965 38.1%
TFI 2,389 491.6%
SPEM 2,361 212.9%
PRIV 2,330 258.3%
HYBL 2,325 290.3%
SCHWAB STRATEGIC TRUST 2,162 31.5%
SCHC 1,627 291.1%
RLY 1,307 138.3%
Top Reduces (Value $000, Stocks/ETFs)
BNDX -2,759 -35.7%
VTI -2,625 -6.3%
BND -2,099 -24.5%
IAGG -1,881 -42.1%
SCHB -1,422 -5.7%
SCMB -1,006 -51.6%
VYM -817 -14.0%
MGV -745 -18.5%
SCHD -741 -17.0%
VGIT -701 -61.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type