GEN Financial Management, INC.

Q3 2026 13F-HR Holdings

Location
Plymouth, MN
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
56
Total value ($000)
$184,987
Net value change ($000)
+17,852 (10.7%)
New positions
18
Sold out positions
3
Turnover %
10.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/24/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DFA INVT DIMENSIONS GROUP IN 2,972 NEW
BND 2,398 NEW
DFLV 1,913 NEW
DFIC 1,743 NEW
DFA INVT DIMENSIONS GROUP IN 1,173 NEW
DFCF 1,061 NEW
DFA INVT DIMENSIONS GROUP IN 972 NEW
COWZ 841 6.7%
VWO 682 NEW
VBK 474 104.6%
Top Reduces (Value $000, Stocks/ETFs)
DFAR -1,850 -100.0%
FSMD -1,514 -9.6%
VIG -483 -1.8%
SLYG -352 -11.4%
VCRB -313 -3.4%
AVGO -217 -100.0%
PNR -209 -100.0%
MDYG -149 -5.4%
AVMC -109 -13.1%
BRK-B -103 -8.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type