HOWARD BAILEY SECURITIES, LLC

Q3 2025 13F-HR/A Holdings

Location
Fort Wayne, IN
Holdings as of
9/30/2025
Date filed
2/27/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
144
Total value ($000)
$351,315
Net value change ($000)
+26,897 (8.3%)
New positions
21
Sold out positions
28
Turnover %
21.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/27/2026 Next filing: 2/11/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DDWM 8,710 NEW
SIXP 6,690 NEW
GDE 5,292 NEW
SEPW 4,942 NEW
JULW 3,436 NEW
IWY 3,314 13.2%
DECU 2,742 NEW
ZSEP 2,456 NEW
SEPZ 2,186 NEW
BILZ 1,979 66.6%
Top Reduces (Value $000, Stocks/ETFs)
SIXO -5,362 -100.0%
JANW -4,231 -100.0%
NTSX -3,969 -22.3%
DXJ -3,554 -100.0%
IQDG -3,228 -35.4%
OCTW -3,180 -100.0%
ZDEK -2,059 -61.2%
LISTED FDS TR -2,028 -100.0%
IWP -1,749 -46.1%
SVOL -1,561 -39.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type