HOWARD BAILEY SECURITIES, LLC

Q3 2026 13F-HR Holdings

Location
Fort Wayne, IN
Holdings as of
9/30/2026
Date filed
10/27/2026
Form type
13F-HR
Num holdings
98
Total value ($000)
$259,071
Net value change ($000)
-7,511 (-2.8%)
New positions
3
Sold out positions
26
Turnover %
27.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
STERLING CAP FDS 32,592 NEW
IWX 3,130 14.8%
IWY 1,323 4.0%
EFV 752 7.0%
AAPL 651 28.7%
JUNP 557 NEW
MSFT 455 20.2%
GPC 223 NEW
CTA 222 6.1%
ZJUN 188 5.4%
Top Reduces (Value $000, Stocks/ETFs)
SCEC -32,423 -100.0%
VTWO -1,191 -19.9%
IWP -1,180 -34.9%
SPYM -616 -8.0%
CSX -445 -66.2%
FOXY -431 -13.8%
GOOGL -372 -45.9%
TUA -349 -10.9%
GMAY -331 -100.0%
SPGI -315 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type