JIM SAULNIER & ASSOCIATES, LLC

Q3 2026 13F-HR/A Holdings

Location
Fort Collins, CO
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR/A - RESTATEMENT
Num holdings
148
Total value ($000)
$259,379
Net value change ($000)
+10,803 (4.3%)
New positions
9
Sold out positions
13
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/28/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AOA 3,168 13.3%
AOM 2,536 81.9%
AOR 2,394 7.6%
PBJL 2,287 57.4%
PBSE 1,864 108.1%
VV 1,259 29.5%
SGOV 953 60.2%
VEA 940 8.1%
CPNS 846 76.9%
VO 752 23.3%
Top Reduces (Value $000, Stocks/ETFs)
VBIL -1,409 -6.3%
VTI -668 -9.6%
MMAX -611 -27.2%
BIV -584 -44.5%
VXF -560 -100.0%
ILCG -520 -27.1%
ILCB -517 -30.8%
ILCV -494 -31.2%
PMDE -484 -48.8%
TSM -473 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type