Shum Financial Group, Inc.

Q3 2026 13F-HR Holdings

Location
Alameda, CA
Holdings as of
9/30/2026
Date filed
10/13/2026
Form type
13F-HR
Num holdings
110
Total value ($000)
$174,184
Net value change ($000)
+8,262 (5.0%)
New positions
8
Sold out positions
4
Turnover %
2.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 1,908 13.4%
MSFT 1,840 38.1%
SPSB 910 NEW
JEPI 815 135.4%
SPEM 812 18.5%
NVDA 785 16.6%
CALI 772 177.9%
DHR 751 NEW
EFV 702 5.9%
IQLT 502 10.6%
Top Reduces (Value $000, Stocks/ETFs)
IGLB -1,735 -35.4%
SPSM -1,111 -20.4%
IVV -433 -100.0%
HD -432 -20.8%
XOM -339 -100.0%
JMST -313 -18.1%
UNH -244 -11.3%
MCD -229 -100.0%
SPMD -228 -7.0%
IBM -224 -22.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type