CATHY PARETO & ASSOCIATES, INC

Q3 2026 13F-HR Holdings

Location
Coral Gables, FL
Holdings as of
9/30/2026
Date filed
10/15/2026
Form type
13F-HR
Num holdings
98
Total value ($000)
$175,430
Net value change ($000)
+4,865 (2.9%)
New positions
4
Sold out positions
8
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/15/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CLOI 1,789 40.6%
AAPL 1,504 14.9%
CGIC 955 101.7%
MSFT 799 38.6%
OPPE 662 7.3%
FNDF 552 17.6%
SCHX 488 7.7%
VOE 459 9.5%
FNDX 459 9.8%
SCHWAB STRATEGIC TRUST 438 24.5%
Top Reduces (Value $000, Stocks/ETFs)
DFAS -1,298 -100.0%
HEDJ -558 -10.5%
GSY -353 -19.5%
DFAT -343 -100.0%
NLR -339 -15.6%
VB -255 -3.5%
IFRA -244 -100.0%
DOCN -216 -100.0%
INTC -208 -100.0%
IYW -205 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type