PENNEY FINANCIAL, LLC

Q3 2026 13F-HR Holdings

Location
Houston, TX
Holdings as of
9/30/2026
Date filed
10/20/2026
Form type
13F-HR
Num holdings
44
Total value ($000)
$338,857
Net value change ($000)
+52,806 (18.5%)
New positions
2
Sold out positions
10
Turnover %
3.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SGOV 31,453 201.5%
JPST 25,104 589.3%
DFUS 6,260 8.6%
VCRB 2,722 13.6%
GPIX 1,309 119.9%
JPIE 1,160 11.9%
JEPI 857 15.1%
DFSD 767 19.4%
VTI 736 1.6%
VEA 307 1.3%
Top Reduces (Value $000, Stocks/ETFs)
VCRM -3,779 -43.6%
FLMI -3,136 -100.0%
CGMU -2,967 -51.1%
VTEB -2,428 -100.0%
DFNM -1,713 -100.0%
SUB -1,342 -100.0%
AAPL -936 -36.4%
EVTR -455 -100.0%
SCHB -327 -11.0%
FLY -316 -47.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type