SIERRA OCEAN, LLC

Q3 2026 13F-HR Holdings

Location
Ripon, CA
Holdings as of
9/30/2026
Date filed
11/3/2026
Form type
13F-HR
Num holdings
73
Total value ($000)
$161,990
Net value change ($000)
+17,508 (12.1%)
New positions
12
Sold out positions
12
Turnover %
41.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HFSI 10,004 NEW
SCHR 9,933 NEW
SCHD 7,306 NEW
CGGO 4,528 NEW
AVUV 4,516 NEW
JCPB 3,957 32.2%
AVEM 3,918 NEW
AUSF 2,939 32.7%
FTCA 2,592 NEW
MUNI 1,796 NEW
Top Reduces (Value $000, Stocks/ETFs)
TLT -8,285 -100.0%
SPHQ -7,169 -36.2%
SCHE -5,943 -72.4%
EMB -5,708 -100.0%
JEPI -3,768 -100.0%
SPMO -3,641 -16.9%
DBEF -596 -100.0%
HELO -537 -38.9%
IYW -491 -100.0%
XOM -338 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 686 (0.4% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type