Whipplewood Advisors, LLC

Q3 2026 13F-HR Holdings

Location
Littleton, CO
Holdings as of
9/30/2026
Date filed
10/20/2026
Form type
13F-HR
Num holdings
200
Total value ($000)
$148,326
Net value change ($000)
-253 (-0.2%)
New positions
13
Sold out positions
449
Turnover %
11.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JAAA 3,662 22.2%
JCPB 2,964 NEW
IUSB 1,974 NEW
DCRE 1,402 NEW
FLTR 1,005 NEW
ANGL 979 NEW
CWB 796 NEW
JBBB 600 NEW
VMBS 591 NEW
ARCC 492 14.9%
Top Reduces (Value $000, Stocks/ETFs)
JPLD -2,987 -49.5%
WEA -1,856 -48.8%
DFP -977 -50.7%
PFN -956 -100.0%
IGI -941 -100.0%
DSU -926 -96.5%
GBAB -757 -100.0%
TSI -753 -100.0%
HYT -537 -47.9%
MSD -391 -77.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type