Location
Poughkeepsie, NY
Holdings as of
9/30/2026
Date filed
10/28/2026
Form type
13F-HR
Num holdings
369
Total value ($000)
$174,657
Net value change ($000)
+5,780 (3.4%)
New positions
47
Sold out positions
17
Turnover %
7.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/21/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CLSE 4,859 NEW
FLRN 1,968 NEW
USTB 1,870 NEW
USFR 1,008 50400.0%
FEZ 845 28.6%
SPYI 686 6.7%
VUG 489 11.9%
HEGD 447 8.8%
MSFT 367 34.8%
EXXONMOBIL HOLDINGS 325 NEW
Top Reduces (Value $000, Stocks/ETFs)
RSPU -3,054 -100.0%
IEF -2,345 -63.7%
HELO -1,945 -86.6%
VCIT -701 -5.5%
RSP -538 -9.4%
IBM -435 -23.1%
SOXX -365 -29.0%
XLRE -315 -68.6%
ITA -314 -12.5%
XOM -268 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type