Uptown Financial Advisors LLC

Q3 2026 13F-HR Holdings

Location
Dallas, TX
Holdings as of
9/30/2026
Date filed
10/15/2026
Form type
13F-HR
Num holdings
77
Total value ($000)
$140,099
Net value change ($000)
-11,766 (-7.7%)
New positions
6
Sold out positions
6
Turnover %
2.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VUG 1,030 6.4%
MSFT 920 128.3%
VOO 815 161.7%
VDE 519 13.7%
VPU 513 NEW
IVV 380 19.3%
VCIT 370 NEW
NVDA 358 16.8%
SPY 344 12.7%
XLK 277 NEW
Top Reduces (Value $000, Stocks/ETFs)
IJR -842 -7.2%
XLU -792 -32.4%
TSLA -214 -100.0%
XOM -209 -100.0%
IBM -209 -100.0%
MIDD -206 -100.0%
QQQ -171 -100.0%
BIV -142 -3.5%
LQD -96 -5.4%
VO -95 -0.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type