Guardian Capital, LLC

Q3 2026 13F-HR Holdings

Location
Wexford, PA
Holdings as of
9/30/2026
Date filed
11/6/2026
Form type
13F-HR
Num holdings
70
Total value ($000)
$131,786
Net value change ($000)
+9,531 (7.8%)
New positions
4
Sold out positions
13
Turnover %
14.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QQQ 19,706 151.6%
HYG 7,817 374.7%
FLOT 5,801 NEW
DBMF 1,786 189.2%
OCTW 1,168 20.9%
JANW 1,165 20.9%
APRW 1,144 20.5%
JULW 1,132 20.3%
BIL 589 NEW
COWZ 263 NEW
Top Reduces (Value $000, Stocks/ETFs)
SMH -6,601 -76.3%
MTUM -4,409 -53.5%
SOXX -4,346 -100.0%
RPG -3,944 -100.0%
CWB -2,274 -38.9%
PFF -1,343 -100.0%
GLD -482 -23.5%
HD -400 -24.4%
DKS -398 -48.5%
NVDA -372 -8.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type