BROADWATER CAPITAL MANAGEMENT LLC

Q3 2026 13F-HR Holdings

Location
Boston, MA
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
206
Total value ($000)
$140,709
Net value change ($000)
+2,844 (2.1%)
New positions
3
Sold out positions
5
Turnover %
4.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/24/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 4,191 37.4%
XOM 3,247 NEW
AAPL 1,975 14.6%
MRK 483 12.7%
MPC 426 54.6%
CVX 283 23.2%
JNJ 220 4.1%
KO 212 5.9%
ADP 155 14.5%
DIS 123 9.0%
Top Reduces (Value $000, Stocks/ETFs)
XOM -2,742 -100.0%
MCD -775 -14.9%
INTC -742 -13.9%
GOOGL -482 -5.0%
WMT -467 -8.2%
IBM -395 -21.8%
WEC -380 -14.1%
SO -373 -13.4%
GOOG -361 -5.0%
SYK -260 -12.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type