VAUGHAN & Co SECURITIES, INC.

Q3 2025 13F-HR Holdings

Location
Ridgewood, NJ
Holdings as of
9/30/2025
Date filed
10/17/2025
Form type
13F-HR
Num holdings
57
Total value ($000)
$188,236
Net value change ($000)
+13,864 (8.0%)
New positions
1
Sold out positions
1
Turnover %
0.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/22/2025 Next filing: 1/28/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IWO 2,701 13.1%
IWF 2,158 9.6%
ISCV 2,063 11.9%
GSLC 1,843 8.4%
HDV 1,663 8.5%
IEMG 1,381 10.6%
IEFA 1,131 9.9%
IXN 984 11.5%
EMN 697 NEW
VLO 323 60.0%
Top Reduces (Value $000, Stocks/ETFs)
PM -730 -47.4%
XT -581 -70.7%
AAPL -443 -19.9%
BIPC -366 -50.0%
PFE -233 -35.9%
CVS -228 -24.9%
ESML -227 -47.2%
META -223 -100.0%
VLY -157 -20.1%
TU -110 -23.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type