VAUGHAN & Co SECURITIES, INC.

Q3 2026 13F-HR Holdings

Location
Ridgewood, NJ
Holdings as of
9/30/2026
Date filed
10/23/2026
Form type
13F-HR
Num holdings
61
Total value ($000)
$212,512
Net value change ($000)
-1,933 (-0.9%)
New positions
5
Sold out positions
5
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/3/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GSLC 935 3.6%
HDV 764 3.1%
IWF 742 2.8%
ONEOK INC NEW 712 NEW
CMCSA 604 NEW
HRL 541 NEW
CLX 538 NEW
AAPL 354 14.4%
IEFA 338 2.3%
BX 269 79.1%
Top Reduces (Value $000, Stocks/ETFs)
IWO -2,611 -9.5%
ISCV -919 -4.0%
OKE -726 -100.0%
PFE -343 -100.0%
IEMG -288 -1.7%
CVS -281 -34.2%
LYB -274 -100.0%
DES -255 -8.0%
DOW -247 -100.0%
IXN -236 -2.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type