Falcon Wealth Planning

Q3 2026 13F-HR Holdings

Location
Ontario, CA
Holdings as of
9/30/2026
Date filed
11/6/2026
Form type
13F-HR
Num holdings
264
Total value ($000)
$1,620,800
Net value change ($000)
+36,819 (2.3%)
New positions
27
Sold out positions
13
Turnover %
4.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPDR SERIES TRUST 54,134 NEW
AAPL 12,925 15.9%
MGK 11,349 10.8%
AVLV 8,801 4.6%
DFIV 5,966 8.6%
SPACE EXPLORATION TECHN CORP 5,355 1068.9%
BINC 3,446 5.2%
NVDA 3,305 25.8%
VGSH 3,270 5.4%
MSFT 3,263 54.6%
Top Reduces (Value $000, Stocks/ETFs)
QQQ -49,344 -64.4%
KRMN -44,965 -35.1%
IJT -1,820 -5.6%
FBND -1,264 -1.7%
XOM -851 -100.0%
AMAT -754 -27.4%
TSLA -724 -13.8%
SPAB -703 -45.2%
VTV -630 -3.1%
VBK -495 -13.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 3,212 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type