CAPITAL FINANCIAL GROUP INC\CO\ /ADV

Q3 2026 13F-HR Holdings

Location
Littleton, CO
Holdings as of
9/30/2026
Date filed
11/10/2026
Form type
13F-HR
Num holdings
103
Total value ($000)
$189,482
Net value change ($000)
-1,591 (-0.8%)
New positions
9
Sold out positions
8
Turnover %
5.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/6/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPAB 1,882 34.5%
IBIT 1,425 115.2%
XOM 1,291 NEW
SHYG 1,054 42.1%
FXY 897 NEW
PULS 801 39.6%
GBIL 758 18.5%
TOTL 736 18.0%
LLY 687 NEW
AAPL 635 14.4%
Top Reduces (Value $000, Stocks/ETFs)
SPYM -2,203 -11.7%
XOM -2,066 -100.0%
AGG -1,449 -100.0%
LQD -1,010 -45.1%
GSSC -852 -14.3%
SLQD -848 -100.0%
TBIL -772 -67.5%
FTGC -760 -45.3%
IJH -688 -12.2%
GLDM -600 -42.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type