ES4, LLC

Q3 2026 13F-HR Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2026
Date filed
11/9/2026
Form type
13F-HR
Num holdings
31
Total value ($000)
$190,974
Net value change ($000)
+593 (0.3%)
New positions
1
Sold out positions
2
Turnover %
13.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AGG 13,482 65.8%
iSHARES TRUST 10,510 NEW
XLK 1,171 6.3%
OEF 513 4.6%
XLF 495 14.5%
XLP 492 18.1%
FLJP 352 4.6%
IPAC 165 3.9%
XLV 106 1.7%
FLCA 101 2.1%
Top Reduces (Value $000, Stocks/ETFs)
IBTJ -10,605 -100.0%
IXUS -7,852 -42.2%
IBDS -5,277 -100.0%
EMXC -641 -3.1%
iSHARES TRUST -538 -2.0%
XLB -393 -14.4%
XLE -336 -12.8%
XLI -331 -9.6%
XLC -326 -13.1%
XLY -278 -6.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type