ASL Financial, LLC

Q3 2026 13F-HR Holdings

Location
Los Gatos, CA
Holdings as of
9/30/2026
Date filed
10/14/2026
Form type
13F-HR
Num holdings
98
Total value ($000)
$146,246
Net value change ($000)
+4,273 (3.0%)
New positions
3
Sold out positions
5
Turnover %
1.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/21/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 2,060 14.2%
IUSB 1,359 35.1%
AAPL 747 14.1%
IVW 621 60.8%
IVE 620 59.6%
DYNF 607 49.8%
MSFT 527 36.1%
EXXONMOBIL HOLDINGS CORP 357 NEW
GOVT 336 146.7%
IEMG 298 26.2%
Top Reduces (Value $000, Stocks/ETFs)
VTI -1,363 -12.3%
IJH -881 -9.2%
USFR -664 -68.4%
ORCL -500 -100.0%
IJR -404 -9.3%
IWM -316 -8.5%
XOM -300 -100.0%
GLW -255 -39.9%
IEI -234 -100.0%
CAT -220 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type