Winter & Associates, Inc.

Q3 2026 13F-HR Holdings

Location
St. Paul, MN
Holdings as of
9/30/2026
Date filed
10/23/2026
Form type
13F-HR
Num holdings
81
Total value ($000)
$138,538
Net value change ($000)
+5,448 (4.1%)
New positions
7
Sold out positions
11
Turnover %
3.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/9/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
USTB 1,918 10.7%
COWZ 1,725 21.2%
DFIV 1,047 13.5%
AAPL 715 13.0%
IWL 660 10.3%
USCI 574 30.4%
STIP 332 10.5%
MSFT 275 42.5%
JPIB 273 4.5%
REZ 273 7.2%
Top Reduces (Value $000, Stocks/ETFs)
SPY -339 -100.0%
BND -332 -100.0%
FNDA -303 -9.7%
INTC -298 -100.0%
VNQ -281 -100.0%
STRL -269 -55.7%
LRCX -264 -40.2%
VXUS -256 -6.2%
TSLA -238 -13.4%
MDY -234 -6.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type