Dougherty & Associates, LLC

Q3 2026 13F-HR Holdings

Location
Spring Hill, FL
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
49
Total value ($000)
$126,666
Net value change ($000)
+1,688 (1.4%)
New positions
1
Sold out positions
4
Turnover %
1.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/16/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NVDA 1,946 14.1%
MSFT 1,079 34.6%
VGT 931 9.3%
META 909 37.5%
AAPL 817 18.0%
PANW 581 12.0%
XOM 381 NEW
ANGL 304 11.3%
AMZN 293 7.3%
VOO 244 3.2%
Top Reduces (Value $000, Stocks/ETFs)
RCL -1,834 -15.6%
GE -488 -16.7%
BA -476 -100.0%
HE -331 -34.1%
VIK -328 -28.3%
XOM -320 -100.0%
HD -246 -26.9%
XEL -226 -100.0%
DIA -203 -100.0%
GOOGL -179 -2.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type