Norris Financial Group, LLC

Q3 2023 13F-HR Holdings

Location
Greenville, SC
Holdings as of
9/30/2023
Date filed
5/20/2026
Form type
13F-HR
Num holdings
63
Total value ($000)
$144,184
Net value change ($000)
-204 (-0.1%)
New positions
6
Sold out positions
6
Turnover %
18.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/20/2026 Next filing: 5/20/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VCIT 12,485 NEW
SPY 10,811 89.2%
FTGC 2,764 NEW
VTI 1,986 NEW
VNM 1,590 NEW
STAG 974 NEW
SPGP 965 52.8%
SOFI 846 131.4%
JXN 497 28.6%
QQQ 325 3.4%
Top Reduces (Value $000, Stocks/ETFs)
IAU -3,627 -34.1%
GLD -3,523 -46.2%
COWZ -3,199 -74.2%
BIL -3,036 -46.1%
RLY -2,374 -100.0%
ITA -2,140 -32.9%
NUE -1,957 -100.0%
TDTT -1,733 -100.0%
VEU -1,691 -23.0%
JEPI -1,630 -87.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type