Norris Financial Group, LLC

Q3 2021 13F-HR Holdings

Location
Greenville, SC
Holdings as of
9/30/2021
Date filed
5/20/2026
Form type
13F-HR
Num holdings
83
Total value ($000)
$151,235
Net value change ($000)
+2,898 (2.0%)
New positions
8
Sold out positions
7
Turnover %
11.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 5/20/2026 Next filing: 5/20/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPY 9,089 95.7%
IHI 4,914 NEW
XLF 4,224 100.9%
AUPH 2,957 81.2%
QQQ 2,585 35.8%
AAPL 1,617 28.5%
CIBR 1,156 36.8%
CRM 972 NEW
TIP 963 NEW
TSLA 796 NEW
Top Reduces (Value $000, Stocks/ETFs)
IYT -6,021 -95.6%
IAT -4,008 -81.7%
RSP -3,121 -33.6%
BABA -2,332 -100.0%
RSPT -1,742 -100.0%
RPV -1,385 -79.0%
RSPD -1,382 -100.0%
RSPF -1,359 -100.0%
RSPN -1,350 -100.0%
XME -1,041 -24.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type